SEC Form 4 · accession 0001437749-18-007654
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Morris
Officer — EVP, Chief Financial Officer
Period of report
Apr 23, 2018
Accepted (ET)
Apr 25, 2018 · 11:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 23, 2018 | A | 20,834 | $0.00 | A | 194,749 | D | |
| Common Stock | holding | — | — | — | 3,500 | I | Individual Retirement Account | |
| Common StockF2 | holding | — | — | — | 26,135 | I | By spouse | |
| Common StockF2 | holding | — | — | — | 2,950 | I | By spouse in Individual Retirement Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted stock units (RSUs) pursuant to the Company's 2016 Employee Equity Incentive Plan, as amended, in connection with reporting person's appointment as the Company's Chief Financial Officer. Award subject to a five year cliff vesting period. Each RSU represents a contingent right to receive one share of the Company's common stock, $0.01 par value per share.
- F2The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares. The reporting person disclaims that he is the beneficial owner of these shares.