SEC Form 4 · accession 0001437749-18-002960
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D White
Officer — SVP, CAO & Corp. Controller
Period of report
Feb 18, 2018
Accepted (ET)
Feb 21, 2018 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2018 | F | 2,214 | $24.14 | D | 17,140 | D | |
| Common StockF2 | Feb 18, 2018 | F | 2,967 | $24.14 | D | 14,173 | D | |
| Common StockF3 | Feb 19, 2018 | A | 3,107 | $0.00 | A | 17,280 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of the reporting person's February 18, 2015 restricted stock unit award (4,355 shares issued), the reporting person surrendered 2,214 shares of the issuer's Class A common stock, par value $0.0 per share ("Common Stock"), to the issuer for payment of tax liabilities in connection with the vesting of the restricted stock units.
- F2In connection with the vesting of the reporting person's February 18, 2015 performance unit award (6,533 shares issued), the reporting person surrendered 2,967 shares of the issuer's Common Stock to the issuer for payment of tax liabilities in connection with the vesting of the performance units.
- F3Annual award of restricted stock units pursuant to the Company's 2016 Employee Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of Common Stock.