SEC Form 4 · accession 0001437749-18-002932
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Morris
Officer — EVP, Interim CFO & GC
Period of report
Feb 18, 2018
Accepted (ET)
Feb 21, 2018 · 10:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2018 | F | 7,742 | $24.14 | D | 174,527 | D | |
| Common StockF2 | Feb 18, 2018 | F | 2,651 | $24.14 | D | 171,876 | D | |
| Common StockF3 | Feb 18, 2018 | F | 11,424 | $24.14 | D | 160,452 | D | |
| Common StockF4 | Feb 19, 2018 | A | 13,463 | $0.00 | A | 173,915 | D | |
| Common Stock | holding | — | — | — | 3,500 | I | Individual Retirement Account | |
| Common StockF5 | holding | — | — | — | 26,135 | I | By Spouse | |
| Common StockF5 | holding | — | — | — | 2,950 | I | By spouse in Individual Retirement Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of the reporting person's February 18, 2015 restricted stock unit award (18,873 shares issued), the reporting person surrendered 7,742 shares of the Company's common stock, $0.01 par value per share ("Common Stock"), to the issuer for payment of tax liabilities in connection with the vesting of the restricted stock units.
- F2In connection with the vesting of the reporting person's February 18, 2015 restricted stock unit award (6,568 shares issued), the reporting person surrendered 2,651 shares of the issuer's Common Stock to the issuer for payment of tax liabilities in connection with the vesting of the restricted stock units.
- F3In connection with the vesting of the reporting person's February 18, 2015 performance unit award (28,310 shares issued), the reporting person surrendered 11,424 shares of the issuer's Common Stock to the issuer for payment of tax liabilities in connection with the vesting of the performance units.
- F4Annual award of restricted stock units pursuant to the Company's 2016 Employee Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F5The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares. The reporting person disclaims that he is the beneficial owner of these shares.