SEC Form 4 · accession 0001437749-18-002930
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Charles R. Gordon
Officer — President & CEO · Director
Period of report
Feb 18, 2018
Accepted (ET)
Feb 21, 2018 · 10:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2018 | F | 27,886 | $24.14 | D | 331,714 | D | |
| Common StockF2 | Feb 18, 2018 | F | 41,769 | $24.14 | D | 289,945 | D | |
| Common StockF3 | Feb 19, 2018 | A | 41,425 | $0.00 | A | 331,370 | D | |
| Common Stock | holding | — | — | — | 5,455 | I | Individual Retirement Account | |
| Deferred Stock UnitsF4 | holding | — | — | — | 7,369 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of the reporting person's February 18, 2015 restricted stock unit award (58,072 shares issued), the reporting person surrendered 27,886 shares of the issuer's Class A common stock, $0.01 par value per share ("Common Stock"), to the issuer for payment of tax liabilities in connection with the vesting of the restricted stock units.
- F2In connection with the vesting of the reporting person's February 18, 2015 performance unit award (87,108 shares issued), the reporting person surrendered 41,769 shares of the issuer's Common Stock to the issuer for payment of tax liabilities in connection with the vesting of the performance units.
- F3Annual award of restricted stock units pursuant to the Company's 2016 Employee Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F4Each Deferred Stock Unit ("DSU") represents the issuer's obligation to transfer one share of Common Stock, in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are immediately vested upon grant. Promptly following termination of the undersigned's service on the issuer's Board of Directors or, at the undersigned's election, a specified distribution date, the issuer will distribute to the undersigned shares of Common Stock equal to the number of DSUs reflected in the undersigned's account at such time.