SEC Form 4 · accession 0001437749-18-000097
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R. Gordon
Officer — President & CEO · Director
Period of report
Dec 30, 2017
Accepted (ET)
Jan 3, 2018 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2017 | A | 87,108 | $0.00 | A | 355,032 | D | |
| Common Stock | holding | — | — | — | 5,455 | I | Individual Retirement Account | |
| Deferred Stock UnitsF2 | holding | — | — | — | 7,369 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of performance units granted to the reporting person on February 18, 2015 as part of the Company's 2015-2017 performance unit grant.
- F2Each Deferred Stock Unit ("DSU") represents the issuer's obligation to transfer one share of Class A common stock, $0.01 par value per share ("Common Stock"), in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are immediately vested upon grant. Promptly following termination of the undersigned's service on the issuer's Board of Directors or, at the undersigned's election, a specified distribution date, the issuer will distribute to the undersigned shares of Common Stock equal to the number of DSUs reflected in the undersigned's account at such time.