SEC Form 4 · accession 0001437749-17-020055
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Morris
Officer — EVP, Interim CFO & GC
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF2 | Nov 29, 2017 | S | 4,039 | $28.0509 | D | 154,159 | D | |
| Common StockF2,F4 | Nov 29, 2017 | S | 5,000 | $28.0555 | D | 26,135 | I | By spouse |
| Common | Nov 30, 2017 | S | 200 | $28.00 | D | 153,959 | D | |
| Common Stock | holding | — | — | — | 3,500 | I | Individual Retirement Account | |
| Common StockF4 | holding | — | — | — | 2,950 | I | By spouse in Individual Retirement Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in May 2017.
- F2The price reported in Column 4 of this line item is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.19, inclusive. The reporting person undertakes to provide Aegion Corporation, any security holder of Aegion Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse in May 2017.
- F4The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares. The reporting person disclaims that he is the beneficial owner of these shares.