SEC Form 4 · accession 0001437749-17-015869
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Huhn
Officer — Former SVP & CSO
Period of report
Sep 8, 2017
Accepted (ET)
Sep 12, 2017 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2017 | J | 1,089 | $21.17 | D | 22,510 | D | |
| Common StockF2 | Sep 8, 2017 | J | 2,741 | $21.17 | D | 19,769 | D | |
| Common StockF3 | Sep 8, 2017 | J | 1,370 | $21.17 | D | 18,399 | D | |
| Common StockF4 | Sep 8, 2017 | J | 4,991 | $21.17 | D | 13,408 | D | |
| Common StockF5 | Sep 8, 2017 | F | 1,672 | $21.17 | D | 11,736 | D | |
| Common StockF6 | Sep 8, 2017 | F | 860 | $21.17 | D | 10,876 | D | |
| Common StockF7 | Sep 8, 2017 | F | 430 | $21.17 | D | 10,446 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the reporting person's separation and pursuant to the reporting person's February 18, 2015 stock award agreement, 1,089 non-vested shares of the 6,533 shares granted on February 18, 2015 were forfeited by the reporting person to the Company.
- F2In connection with the reporting person's separation and pursuant to the reporting person's February 24, 2016 stock award agreement, 2,741 non-vested shares of the 5,482 shares granted on February 24, 2016 were forfeited by the reporting person to the Company.
- F3In connection with the reporting person's separation and pursuant to the reporting person's February 24, 2016 stock award agreement, 1,370 non-vested shares of the 2,741 shares granted on February 24, 2016 were forfeited by the reporting person to the Company.
- F4In connection with the reporting person's separation and pursuant to the reporting person's February 22, 2017 stock award agreement, 4,991 non-vested shares of the 4,991 shares granted on February 22, 2017 were forfeited by the reporting person to the Company.
- F5In connection with the vesting of 5,444 shares of the reporting person's February 18, 2015 restricted stock award, the reporting person surrendered 1,672 shares of the Company's common stock to the Company as payment of tax liabilities.
- F6In connection with the vesting of 2,741 shares of the reporting person's February 24, 2016 restricted stock award, the reporting person surrendered 860 shares of the Company's common stock to the Company as payment of tax liabilities.
- F7In connection with the vesting of 1,371 shares of the reporting person's February 24, 2016 restricted stock award, the reporting person surrendered 430 shares of the Company's common stock to the Company as payment of tax liabilities.