SEC Form 4 · accession 0001437749-17-003181
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Martin
Officer — EVP and CFO
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 11:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2017 | A | 14,106 | $0.00 | A | 113,171 | D | |
| Common StockF2 | Feb 22, 2017 | A | 5,953 | $0.00 | A | 119,124 | D | |
| Common StockF3 | Feb 22, 2017 | F | 2,034 | $23.04 | D | 117,090 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual award of restricted stock units pursuant to the Company's 2016 Employee Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of the Company.
- F2Shares issued to the reporting person as a result of the vesting of performance units granted on March 25, 2014 as part of the Company's 2014-2016 Performance Unit grant.
- F3In connection with the vesting of the reporting person's March 25, 2014 performance unit award (5,953 shares issued), the reporting person surrendered 2,034 shares of the Company's common stock to the Company for payment of tax liabilities in connection with the vesting of the performance units.