SEC Form 4/A · accession 0001437749-16-043187
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David A Martin
Officer — EVP and CFO
Period of report
Nov 22, 2016
Accepted (ET)
Dec 9, 2016 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 22, 2016 | S | 10,000 | $25.3431 | D | 99,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction in this line of this Form 4 was previously reported on a Form 4 filed on November 25, 2016 (the "Prior Form 4"). However, the reporting person is re-reporting the transaction in this line of this Form 4 to correct an error in the footnote of the Prior Form 4. The footnote of the Prior Form 4 indicated that the reporting person purchased 10,000 shares rather than sold 10,000 shares. The corrected footnote is set forth in footnote (2) below.
- F2CORRECTED FOOTNOTE: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.30 to $25.40, inclusive. The reporting person undertakes to provide Aegion Corporation, any security holder of Aegion Corporation or the state of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.