SEC Form 4 · accession 0001437749-16-042419
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Martin
Officer — EVP and CFO
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2016 | M | 30,776 | $22.87 | A | 138,671 | D | |
| Common StockF1 | Nov 16, 2016 | F | 29,606 | $24.18 | D | 109,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $22.87 | Nov 16, 2016 | M | 30,776 | D | — | Feb 24, 2017 | Common Stock | 30,776 | 0 | D |
Explanation of responses
- F1Shares of common stock withheld to satisfy the exercise price and tax withholdings for net exercise of options.
- F2The option vested in three equal installments on February 24, 2011, February 24, 2012 and February 24, 2013.