SEC Form 4 · accession 0001437749-16-029102
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Morris
Officer — EVP & General Counsel
Period of report
Mar 7, 2016
Accepted (ET)
Apr 5, 2016 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2016 | F | 4,149 | $20.87 | D | 158,108 | D | |
| Common Stock | holding | — | — | — | 3,500 | I | Individual Retirement Account | |
| Common StockF2 | holding | — | — | — | 36,135 | I | By spouse | |
| Common StockF3 | holding | — | — | — | 2,950 | I | By spouse in Individual Retirement Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of the reporting person's March 7, 2013 restricted stock award of 12,943 shares, the reporting person surrendered 4,149 shares of the Company's common stock to the Company for payment of tax liabilities in connection with the vesting of the restricted stock.
- F2The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares. The reporting person disclaims that he is the beneficial ownership of these shares.
- F3The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares. The reporting person disclaims that he is the beneficial ownership of these shares.