SEC Form 4 · accession 0001437749-16-026869
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Martin
Officer — EVP and CFO
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 4,377 | $12.84 | A | 114,860 | D | |
| Common StockF1 | Mar 2, 2016 | F | 2,816 | $19.96 | D | 112,044 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $12.84 | Mar 2, 2016 | M | 4,377 | D | — | Mar 2, 2016 | Common Stock | 4,377 | 0 | D |
Explanation of responses
- F1Shares of common stock withheld to satisfy the exercise price for net exercise of options.
- F2The option vested in three equal installments on March 2, 2010, March 2, 2011 and March 2, 2012.