SEC Form 4 · accession 0001437749-15-021026
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Cortinovis
Director
Period of report
Nov 11, 2015
Accepted (ET)
Nov 17, 2015 · 9:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 11, 2015 | G | 2,400 | $0.00 | D | 33,707 | I | By trust |
| Common Stock | holding | — | — | — | 10,200 | I | Individual Retirement Account | |
| Common Stock | holding | — | — | — | 2,800 | I | By spouse in Individual Retirement Account | |
| Deferred Stock UnitsF3 | holding | — | — | — | 31,356 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were gifted to Mr. Cortinovis' children.
- F2Shares held in a trust in the name of Mr. Cortinovis' spouse, to which Mr. Cortinovis is the primary beneficiary.
- F3Each Deferred Stock Unit ("DSU") represents the issuer's obligation to transfer one share of Class A common stock, $0.01 par value per share ("Common Stock"), in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are immediately vested upon grant. Promptly following termination of the undersigned's service on the issuer's Board of Directors or, at the undersigned's election, a specified distribution date, the issuer will distribute to the undersigned shares of Common Stock equal to the number of DSUs reflected in the undersigned's account at such time.