SEC Form 4 · accession 0001437749-15-020704
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Morris
Officer — EVP & General Counsel
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 9:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2015 | M | 55,085 | $12.84 | A | 189,216 | D | |
| Common StockF3 | Nov 11, 2015 | F | 41,213 | $21.44 | D | 148,003 | D | |
| Common Stock | holding | — | — | — | 3,500 | I | Individual Retirement Account | |
| Common StockF1 | holding | — | — | — | 36,135 | I | By spouse | |
| Common StockF2 | holding | — | — | — | 2,950 | I | By spouse in Individual Retirement Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $12.84 | Nov 11, 2015 | M | 55,085 | D | — | Mar 2, 2016 | Common Stock | 55,085 | 0 | D |
Explanation of responses
- F1The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares. The reporting person disclaims that he is the beneficial ownership of these shares.
- F2The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares. The reporting person disclaims that he is the beneficial ownership of these shares.
- F3Shares of common stock withheld to satisfy the exercise price and tax withholdings for net exercise of options.
- F4The option vested in three equal installments on March 2, 2010, March 2, 2011 and March 2, 2012.