SEC Form 4 · accession 0001437749-15-003158
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R. Gordon
Officer — President & CEO · Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | P | 238 | $16.91 | A | 127,094 | D | |
| Common StockF2 | Feb 18, 2015 | A | 58,072 | $0.00 | A | 185,166 | D | |
| Common Stock | holding | — | — | — | 5,455 | I | Individual Retirement Account | |
| Deferred Stock UnitsF3 | holding | — | — | — | 19,062 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on December 8, 2014.
- F2Annual award of restricted stock units pursuant to the Company's 2013 Employee Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of the Company.
- F3Each Deferred Stock Unit ("DSU") represents the issuer's obligation to transfer one share of Class A common stock $.01 par value per share ("Common Stock"), in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are immediately vested upon grant. Promptly following termination of the undersigned's service on the issuer's Board of Directors or, at the undersigned's election, a specified distribution date, the issuer will distribute to the undersigned shares of Common Stock equal to the number of DSUs reflected in the undersigned's account at such time.