SEC Form 4 · accession 0001437749-15-001724
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R. Gordon
Officer — President & CEO · Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2015 · 2:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2015 | P | 238 | $15.76 | A | 126,856 | D | |
| Common Stock | holding | — | — | — | 5,455 | I | Individual Retirement Account | |
| Deferred Stock UnitsF2 | holding | — | — | — | 19,062 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on December 8, 2014.
- F2Each Deferred Stock Unit ("DSU") represents the issuer's obligation to transfer one share of Class A common stock $.01 par value per share ("Common Stock"), in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are immediately vested upon grant. Promptly following termination of the undersigned's service on the issuer's Board of Directors or, at the undersigned's election, a specified distribution date, the issuer will distribute to the undersigned shares of Common Stock equal to the number of DSUs reflected in the undersigned's account at such time.