SEC Form 4 · accession 0001437749-15-001489
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Morris
Officer — EVP & General Counsel
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 10:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2015 | M | 52,481 | $12.97 | A | 155,249 | D | |
| Common StockF1 | Jan 28, 2015 | F | 46,559 | $15.69 | D | 108,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $12.97 | Jan 28, 2015 | M | 52,481 | D | — | Jan 29, 2015 | Common Stock | 52,481 | 0 | D |
Explanation of responses
- F1Shares of common stock withheld to satisfy the exercise price and tax withholdings for net exercise of options.
- F2The option vested in three equal installments on January 29, 2009, January 29, 2010 and January 29, 2011.