SEC Form 4/A · accession 0001437749-15-000299
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Charles R. Gordon
Officer — President & CEO · Director
Period of report
Oct 8, 2014
Accepted (ET)
Jan 6, 2015 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 8, 2014 | A | 41,082 | $0.00 | A | 44,001 | D | |
| Common StockF2 | Oct 8, 2014 | A | 76,686 | $0.00 | A | 120,687 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As disclosed in the Reporting Person's original Form 4, the number of shares of restricted stock granted to the Reporting Person on October 8, 2014 was not determinable at the time of filing the original Form 4 because the number of shares to be granted was equal to $750,000 divided by the greater of (i) the closing market price of the Company's Class A common stock, $0.01 par value per share ("Common Stock"), on October 8, 2014 and (ii) the average of the closing market price of the Common Stock for the 60 consecutive trading days commencing on October 8, 2014. The number of shares of restricted stock to be granted can now be determined and is equal to 41,082 shares of restricted stock. As disclosed in the Reporting Person's original Form 4, this grant of restricted stock was made pursuant to the Company's 2013 Employee Equity Incentive Plan and is subject to cliff vesting on March 25, 2017.
- F2As disclosed in the Reporting Person's original Form 4, the number of shares of restricted stock granted to the Reporting Person on October 8, 2014 was not determinable at the time of filing the original Form 4 because the number of shares to be granted was equal to $1.4 million divided by the greater of (i) the closing market price of the Common Stock, on October 8, 2014 and (ii) the average of the closing market price of the Common Stock for the 60 consecutive trading days commencing on October 8, 2014. The number of shares of restricted stock to be granted can now be determined and is equal to 76,686 shares of restricted stock. As disclosed in the Reporting Person's original Form 4, this grant of restricted stock was made pursuant to the Company's 2013 Employee Equity Incentive Plan and is subject to cliff vesting on October 8, 2019.