SEC Form 4 · accession 0001127602-19-009581
UNIVERSAL HEALTH SERVICES INC · UHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan B Miller
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Feb 28, 2019 | M | 300,000 | $138.83 | A | 1,304,153 | D | |
| Class B Common Stock | Feb 28, 2019 | F | 224,603 | $138.83 | D | 1,079,550 | D | |
| Class B Common Stock | Mar 1, 2019 | M | 100,000 | $138.83 | A | 1,179,550 | D | |
| Class B Common Stock | Mar 1, 2019 | F | 74,868 | $138.83 | D | 1,104,682 | D | |
| Class B Common Stock | Mar 1, 2019 | M | 100,000 | $141.59 | A | 1,204,682 | D | |
| Class B Common Stock | Mar 1, 2019 | F | 74,237 | $141.59 | D | 1,130,445 | D | |
| Class B Common Stock | holding | — | — | — | 51,933 | I | AMK 2014 LLC as held by The Abby Miller King 2018 GRAT | |
| Class B Common Stock | holding | — | — | — | 16,748 | I | AMK 2014 LLC held by The Abby Danielle Miller 2002 Trust | |
| Class B Common Stock | holding | — | — | — | 31,319 | I | AMK 2014 LLC held by The Abby Miller King 2017 GRAT | |
| Class B Common Stock | holding | — | — | — | 55,763 | I | By The Abby Miller King 2011 Family Trust | |
| Class B Common Stock | holding | — | — | — | 131,097 | I | MDM 2014 LLC as held by The Marc Daniel Miller 2018 GRAT | |
| Class B Common Stock | holding | — | — | — | 24,007 | I | MDM 2014 LLC held by The Marc Daniel Miller 2002 Trust | |
| Class B Common Stock | holding | — | — | — | 44,896 | I | MDM 2014 LLC held by The Marc Daniel Miller 2017 GRAT | |
| Class B Common Stock | holding | — | — | — | 51,933 | I | MS 2014 LLC as held by The Marni Spencer 2018 GRAT | |
| Class B Common Stock | holding | — | — | — | 16,748 | I | MS 2014 LLC held by The Marni Spencer 2002 Trust | |
| Class B Common Stock | holding | — | — | — | 31,319 | I | MS 2014 LLC held by The Marni Spencer 2017 GRAT | |
| Class B Common Stock | holding | — | — | — | 10,810 | I | The Alan and Jill Miller Foundation | |
| Class B Common Stock | holding | — | — | — | 59,900 | I | The Marc Daniel Miller 2011 Family Trust | |
| Class B Common Stock | holding | — | — | — | 55,763 | I | The Marni Spencer 2011 Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Class B Common StockF1 | $78.17 | Feb 28, 2019 | M | 300,000 | D | — | Mar 25, 2019 | Class B Common Stock | 300,000 | 290,000 | D |
| Option To Purchase Class B Common StockF1 | $78.17 | Mar 1, 2019 | M | 100,000 | D | — | Mar 25, 2019 | Class B Common Stock | 100,000 | 190,000 | D |
| Option To Purchase Class B Common StockF1 | $78.17 | Mar 1, 2019 | M | 100,000 | D | — | Mar 25, 2019 | Class B Common Stock | 100,000 | 90,000 | D |
Explanation of responses
- F1Option vests ratably on each of 3/26/2015, 3/26/2016, 3/26/2017 and 3/26/2018.