SEC Form 4 · accession 0001127602-18-017485
UNIVERSAL HEALTH SERVICES INC · UHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Herrell
Director
Period of report
May 15, 2018
Accepted (ET)
May 15, 2018 · 1:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | May 15, 2018 | M | 11,250 | $118.71 | A | 30,384 | D | |
| Class B Common Stock | May 15, 2018 | M | 7,500 | $118.71 | A | 37,884 | D | |
| Class B Common Stock | May 15, 2018 | F | 18,610 | $118.71 | D | 19,274 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Class B Common StockF1 | $117.29 | May 15, 2018 | M | 11,250 | D | — | Mar 17, 2020 | Class B Common Stock | 11,250 | 3,750 | D |
| Option To Purchase Class B Common StockF2 | $118.62 | May 15, 2018 | M | 7,500 | D | — | Mar 22, 2021 | Class B Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Option vests ratably on each of 3/18/2016, 3/18/2017, 3/18/2018 and 3/18/2019.
- F2Option vests ratably on each of 3/23/2017, 3/23/2018, 3/23/2019 and 3/23/2020.