SEC Form 4 · accession 0001127602-17-011009
UNIVERSAL HEALTH SERVICES INC · UHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Filton
Officer — Senior Vice President & CFO
Period of report
Mar 8, 2017
Accepted (ET)
Mar 9, 2017 · 1:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Mar 8, 2017 | S | 10,000 | $123.795 | D | 257,492 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Class B Common StockF2 | $53.38 | holding | — | — | — | — | Jan 15, 2018 | Class B Common Stock | 70,000 | 70,000 | D |
| Option To Purchase Class B Common StockF3 | $78.17 | holding | — | — | — | — | Mar 25, 2019 | Class B Common Stock | 70,000 | 70,000 | D |
| Option To Purchase Class B Common StockF4 | $117.29 | holding | — | — | — | — | Mar 17, 2020 | Class B Common Stock | 70,000 | 70,000 | D |
| Option To Purchase Class B Common StockF5 | $118.62 | holding | — | — | — | — | Mar 22, 2021 | Class B Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.45 to $124.31, inclusive. The reporting person undertakes to provide Universal Health Services, Inc. (the "Company"), any stockholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1.
- F2Option vested ratably on each of 1/16/2014, 1/16/2015, 1/16/2016 and 1/16/2017.
- F3Option vests ratably on each of 3/26/2015, 3/26/2016, 3/26/2017 and 3/26/2018.
- F4Option vests ratably on each of 3/18/2016, 3/18/2017, 3/18/2018 and 3/18/2019.
- F5Option vests ratably on each of 3/23/2017, 3/23/2018, 3/23/2019 and 3/23/2020.