SEC Form 4 · accession 0001127602-16-054794
UNIVERSAL HEALTH SERVICES INC · UHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marvin G. Pember
Officer — Senior Vice President
Period of report
Jun 3, 2016
Accepted (ET)
Jun 6, 2016 · 12:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Jun 3, 2016 | M | 15,000 | $137.37 | A | 25,068 | D | |
| Class B Common Stock | Jun 3, 2016 | M | 25,000 | $137.37 | A | 50,068 | D | |
| Class B Common Stock | Jun 3, 2016 | F | 23,895 | $137.37 | D | 26,173 | D | |
| Class B Common Stock | Jun 3, 2016 | S | 16,105 | $135.70 | D | 10,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Class B Common StockF2 | $38.12 | Jun 3, 2016 | M | 15,000 | D | — | Aug 10, 2016 | Class B Common Stock | 15,000 | 0 | D |
| Option To Purchase Class B Common StockF3 | $36.95 | Jun 3, 2016 | M | 25,000 | D | — | Jan 17, 2017 | Class B Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.29 to $136.36, inclusive. The reporting person undertakes to provide Universal Health Services, Inc. (the "Company"), any stockholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1.
- F2The options vested ratably on 08/11/2014, and 08/11/2015.
- F3The options vested ratably on 01/18/2015, and 01/18/2016.