SEC Form 4 · accession 0001127602-16-051789
UNIVERSAL HEALTH SERVICES INC · UHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Herrell
Director
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 1:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | May 10, 2016 | M | 3,750 | $135.07 | A | 18,017 | D | |
| Class B Common Stock | May 10, 2016 | M | 3,750 | $135.07 | A | 21,767 | D | |
| Class B Common Stock | May 10, 2016 | M | 3,750 | $135.07 | A | 25,517 | D | |
| Class B Common Stock | May 10, 2016 | F | 4,678 | $135.07 | D | 20,839 | D | |
| Class B Common Stock | May 11, 2016 | S | 6,000 | $136.09 | D | 14,839 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Class B Common StockF1 | $36.95 | May 10, 2016 | M | 3,750 | D | — | Jan 17, 2017 | Class B Common Stock | 3,750 | 0 | D |
| Option To Purchase Class B Common StockF2 | $53.38 | May 10, 2016 | M | 3,750 | D | — | Jan 15, 2018 | Class B Common Stock | 3,750 | 3,750 | D |
| Option To Purchase Class B Common StockF3 | $78.17 | May 10, 2016 | M | 3,750 | D | — | Mar 25, 2019 | Class B Common Stock | 3,750 | 7,500 | D |
Explanation of responses
- F1The option vested on 1/18/2016.
- F2The option vested on 1/16/2016.
- F3The option vested on 3/26/2016.