SEC Form 4 · accession 0001127602-16-045630
UNIVERSAL HEALTH SERVICES INC · UHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Hotz
Director
Period of report
Mar 8, 2016
Accepted (ET)
Mar 9, 2016 · 10:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Mar 8, 2016 | M | 7,500 | $36.95 | A | 47,911 | D | |
| Class B Common Stock | Mar 8, 2016 | M | 7,500 | $53.38 | A | 55,411 | D | |
| Class B Common Stock | Mar 8, 2016 | F | 5,923 | $114.39 | D | 49,488 | D | |
| Class B Common Stock | Mar 8, 2016 | S | 7,077 | $113.064 | D | 42,411 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Class B Common StockF2 | $36.95 | Mar 8, 2016 | M | 7,500 | D | — | Jan 17, 2017 | Class B Common Stock | 7,500 | 0 | D |
| Option To Purchase Class B Common StockF3 | $53.38 | Mar 8, 2016 | M | 7,500 | D | — | Jan 15, 2018 | Class B Common Stock | 7,500 | 3,750 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.99 to $113.1725, inclusive. The reporting person undertakes to provide to Universal Health Services, Inc. (the "Company"), any stockholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1.
- F2Option vested on 1/18/2015 and 1/18/2016.
- F3Option vested on 1/16/2015 and 1/16/2016.