SEC Form 4 · accession 0001127602-15-016576
UNIVERSAL HEALTH SERVICES INC · UHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Pantaleoni
Director
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | May 5, 2015 | M | 3,750 | $43.67 | A | 3,977 | D | |
| Class B Common Stock | May 5, 2015 | M | 3,750 | $36.95 | A | 7,727 | D | |
| Class B Common Stock | May 5, 2015 | M | 3,750 | $53.38 | A | 11,477 | D | |
| Class B Common Stock | May 5, 2015 | M | 3,750 | $78.17 | A | 15,227 | D | |
| Class B Common Stock | May 5, 2015 | F | 6,665 | $119.38 | D | 8,562 | D | |
| Class B Common Stock | May 6, 2015 | S | 862 | $116.184 | D | 7,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Class B Common StockF1 | $43.67 | May 5, 2015 | M | 3,750 | D | — | Jan 18, 2016 | Class B Common Stock | 3,750 | 0 | D |
| Option To Purchase Class B Common StockF2 | $36.95 | May 5, 2015 | M | 3,750 | D | — | Jan 17, 2017 | Class B Common Stock | 3,750 | 3,750 | D |
| Option To Purchase Class B Common StockF3 | $53.38 | May 5, 2015 | M | 3,750 | D | — | Jan 15, 2018 | Class B Common Stock | 3,750 | 7,500 | D |
| Option To Purchase Class B Common StockF4 | $78.17 | May 5, 2015 | M | 3,750 | D | — | Mar 25, 2019 | Class B Common Stock | 3,750 | 11,250 | D |
Explanation of responses
- F1Option vested on 1/19/2015.
- F2Option vested on 1/18/2015.
- F3Option vested on 1/16/2015.
- F4Option vested on 3/26/2015.