SEC Form 4 · accession 0001127602-15-010251
UNIVERSAL HEALTH SERVICES INC · UHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Herrell
Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 10:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Mar 3, 2015 | M | 3,750 | $36.95 | A | 17,026 | D | |
| Class B Common Stock | Mar 3, 2015 | M | 3,750 | $53.38 | A | 20,776 | D | |
| Class B Common Stock | Mar 3, 2015 | M | 3,750 | $43.67 | A | 24,526 | D | |
| Class B Common Stock | Mar 3, 2015 | F | 4,389 | $114.49 | D | 20,137 | D | |
| Class B Common Stock | Mar 4, 2015 | S | 6,000 | $115.1651 | D | 14,137 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Class B Common StockF1 | $36.95 | Mar 3, 2015 | M | 3,750 | D | — | Jan 17, 2017 | Class B Common Stock | 3,750 | 3,750 | D |
| Option To Purchase Class B Common StockF2 | $53.38 | Mar 3, 2015 | M | 3,750 | D | — | Jan 15, 2018 | Class B Common Stock | 3,750 | 7,500 | D |
| Option To Purchase Class B Common StockF3 | $43.67 | Mar 3, 2015 | M | 3,750 | D | — | Jan 18, 2016 | Class B Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1The option vested on 1/18/2015.
- F2The option vested on 1/16/2015.
- F3The option vested on 1/19/2015.