SEC Form 4 · accession 0000352541-17-000021
ALLIANT ENERGY CORP · LNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Gallegos
Officer — SVP, Gen Cnsl and Corp Sec
Period of report
Feb 23, 2017
Accepted (ET)
Feb 24, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2017 | A | 8,901 | $0.00 | A | 36,162 | D | |
| Common StockF1 | Feb 23, 2017 | F | 3,115 | $39.11 | D | 33,047 | D | |
| Common StockF2 | holding | — | — | — | 1,336 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 23, 2017 | A | 4,388 | A | — | — | Common Stock | 4,388 | 4,388 | D |
Explanation of responses
- F1Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Reflects 401(k) holdings as of this filing date.
- F3Each restricted stock unit represents a contingent right to receive one share of LNT common stock.
- F4The restricted stock units vest on December 31, 2019, subject to continued employment. Vested units will be converted to common stock, paid out in cash, or a combination of both.