SEC Form 4 · accession 0001209191-17-017944
Kate Spade & Co · KATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Carrara
Officer — President & COO
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352363
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | — | Mar 1, 2017 | A | 38,423 | A | — | — | Common stock, par value $1 per share | 38,423 | 38,423 | D |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive one share of the Issuer's common stock.
- F2The award is granted pursuant to the Issuer's 2013 Stock Incentive Plan and will vest as follows: 50% on each of the 2nd and 3rd grant date anniversaries.