SEC Form 4 · accession 0001209191-17-012172
Kate Spade & Co · KATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Leavitt
Officer — CEO · Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $1 per share | Feb 15, 2017 | M | 37,500 | $7.10 | A | 90,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $7.10 | Feb 15, 2017 | M | 37,500 | D | — | Mar 1, 2017 | Common Stock, par value $1 per share | 37,500 | 0 | D |
Explanation of responses
- F1All of the shares are currently exercisable.