SEC Form 4 · accession 0001209191-17-003530
Kate Spade & Co · KATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Doreen A Toben
Director
Period of report
Jan 10, 2017
Accepted (ET)
Jan 12, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $1 per shareF1 | Jan 10, 2017 | A | 5,491 | $0.00 | A | 76,495 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects grant of shares as part of director annual retainer compensation. These shares are subject to the following restrictions on transfer: 25% of the shares may be transferred following the 1st and 2nd grant date anniversary and the remaining 50% may be transferred following the 3rd grant date anniversary. Pursuant to Issuer's Outside Directors' Deferral Plan, Reporting Person has elected to defer receipt of all of the shares of the award.