SEC Form 4 · accession 0001209191-17-003523
Kate Spade & Co · KATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Kopelman
Director
Period of report
Jan 10, 2017
Accepted (ET)
Jan 12, 2017 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $1 per shareF1 | Jan 10, 2017 | A | 5,491 | $0.00 | A | 126,294 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects grant of shares as part of director annual retainer compensation. These shares are subject to the following restrictions on transfer: 25% of the shares may be transferred following the 1st and 2nd grant date anniversary and the remaining 50% may be transferred following the 3rd grant date anniversary.