SEC Form 4 · accession 0001209191-16-126352
Kate Spade & Co · KATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Linko
Officer — SVP, Chief Financial Officer
Period of report
Jun 3, 2016
Accepted (ET)
Jun 7, 2016 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $1 per share | Jun 3, 2016 | M | 2,500 | $0.00 | A | 6,640 | D | |
| Common Stock, par value $1 per share | Jun 3, 2016 | F | 925 | $21.63 | D | 5,715 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 3, 2016 | M | 2,500 | D | Jun 3, 2016 | — | Common stock, par value $1 per share | 2,500 | 0 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs") that converted to an equal number of shares of Issuer's common stock upon vesting on June 3, 2016, in accordance with the terms of the original 2013 RSU award.
- F2Not applicable.