SEC Form 4/A · accession 0001209191-16-107643
Kate Spade & Co · KATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas J Linko
Officer — SVP, Chief Financial Officer
Period of report
Mar 4, 2016
Accepted (ET)
Mar 10, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $1 per shareF2 | Mar 4, 2016 | M | 1,170 | $0.00 | A | 4,635 | D | |
| Common Stock, par value $1 per shareF2 | Mar 4, 2016 | F | 495 | $23.28 | D | 4,140 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Market share units ("MSUs") granted on March 3, 2014 and converted to an equal number of shares of Issuer's common stock upon vesting on March 4, 2016, in accordance with the terms of the 2014 MSU award.
- F2The Form 4, as originally filed, incorrectly reported the Reporting Person's beneficial ownership following this transaction by omitting the shares previously reported on the Form 4 filed 8/4/2015. This Form 4, as amended by this Form 4/A, correctly reports such information.