SEC Form 4 · accession 0001209191-15-079811
Kate Spade & Co · KATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 9, 2015 | M | 2,500 | $2.11 | A | 4,385 | D | |
| Common stock | Nov 9, 2015 | S | 2,500 | $20.38 | D | 1,885 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $2.11 | Nov 9, 2015 | M | 2,500 | D | Dec 1, 2011 | Dec 1, 2015 | Common stock, par value $1 per share | 2,500 | 0 | D |