SEC Form 4 · accession 0001209191-15-078511
Kate Spade & Co · KATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy F Michno
Officer — SVP, Gen. Counsel & Secretary
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352363
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 2, 2015 | A | 7,500 | A | — | — | Common Stock, par value $1 per share | 7,500 | 7,500 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of KATE common stock.
- F2The restricted stock units vest in two equal installments on the 2nd and 3rd anniversaries of the grant date.