SEC Form 4 · accession 0001209191-15-063723
Kate Spade & Co · KATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Linko
Officer — Chief Financial Officer
Period of report
Aug 1, 2015
Accepted (ET)
Aug 4, 2015 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $1 per shareF1 | Aug 1, 2015 | M | 1,500 | — | A | 4,040 | D | |
| Common Stock, par value $1 per share | Aug 1, 2015 | F | 555 | $20.12 | D | 3,485 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 1, 2015 | M | 1,500 | D | — | — | Common Stock, par value $1 per share | 1,500 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On August 1, 2012, the reporting person was granted 3,000 restricted stock units, vesting in two equal installments on the 2nd and 3rd anniversaries of the grant date.