SEC Form 4 · accession 0001209191-15-050643
Kate Spade & Co · KATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Linko
Officer — Chief Financial Officer
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $1 per share | Jun 3, 2015 | M | 2,500 | $25.45 | A | 3,445 | D | |
| Common Stock, par value $1 per share | Jun 3, 2015 | F | 925 | $25.45 | D | 2,540 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $25.45 | Jun 3, 2015 | M | 2,500 | D | Jun 3, 2015 | Jun 3, 2015 | Common Stock, par value $1 per share | 2,500 | 2,500 | D |
Explanation of responses
- F1Represents restricted stock units automatically converted to actual shares upon vesting on June 3, 2015, in accordance with the terms of the original grant.
- F2Represents shares withheld in connection with the vesting of 2,500 restricted stock units.