SEC Form 4 · accession 0001562180-19-001586

FERRO CORP · FOE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Feb 28, 2019

Accepted (ET)

Mar 4, 2019 · 4:40 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000035214

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 28, 2019	M	981	$13.35	A	20,388	D
Common Stock	Feb 28, 2019	M	2,454	$9.60	A	22,842	D
Common Stock	Feb 28, 2019	S	981	$20.00	D	21,861	D
Common Stock	Feb 28, 2019	S	2,454	$20.00	D	19,407	D
Common Stock^F2	Feb 28, 2019	M	13,148	—	A	32,555	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Share Unit^F2,F3	$0.00	Feb 28, 2019	M	13,148	D	—	Dec 31, 2018	Common Stock	13,148	0	D
Stock Options (Right to Buy)	$13.35	Feb 28, 2019	M	981	D	Sep 1, 2017	Sep 1, 2026	Common Stock	981	2,085	D
Stock Options (Right to Buy)	$9.60	Feb 28, 2019	M	2,454	D	Feb 17, 2017	Feb 17, 2026	Common Stock	2,454	4,633	D

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Schlater.
F2Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
F3Remaining 2,552 Performance Share Units of the original grant were forfeited.