SEC Form 4 · accession 0001654954-18-002338
DATA I/O CORP · DAIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Crowley
Director
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 2:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 7, 2018 | M | 15,000 | $2.885 | A | 49,504 | D | |
| COMMON STOCK | Mar 7, 2018 | F | 4,948 | $8.745 | D | 44,556 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | $2.885 | Mar 7, 2018 | M | 15,000 | D | Jun 5, 2016 | Jun 5, 2018 | COMMON STOCK | 15,000 | 0 | D |
Explanation of responses
- F1OPTION EXERCISE 3-7-18 AND WITHHOLDING OF SHARES TO COVER EXERCISE PRICE ON A CASHLESS EXERCISE