SEC Form 4 · accession 0001654954-17-010958
DATA I/O CORP · DAIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajeev Gulati
Officer — Vice President CTO
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 17, 2017 | M | 15,000 | $2.09 | A | 89,365 | D | |
| COMMON STOCK | Nov 17, 2017 | F | 7,441 | $10.955 | D | 81,924 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | $2.09 | Nov 17, 2017 | M | 15,000 | D | Jul 26, 2017 | Jul 26, 2019 | COMMON STOCK | 15,000 | 0 | D |
Explanation of responses
- F1OPTION EXERCISE 11-17-17 AND WITHHOLDING OF SHARES TO COVER TAXES AND EXERCISE PRICE ON A CASHLESS EXERCISE