SEC Form 4 · accession 0001654954-17-008435
DATA I/O CORP · DAIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajeev Gulati
Officer — Vice President CTO
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Sep 11, 2017 | S | 7,000 | $8.268 | D | 80,817 | D | |
| COMMON STOCKF2 | Sep 12, 2017 | S | 6,452 | $8.4175 | D | 74,365 | D | |
| COMMON STOCKF3 | Sep 12, 2017 | M | 20,000 | $2.09 | A | 94,365 | D | |
| COMMON STOCK | Sep 12, 2017 | F | 10,972 | $8.4375 | D | 83,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | $2.09 | Sep 12, 2017 | M | 20,000 | D | Jul 26, 2017 | Jul 26, 2019 | COMMON STOCK | 20,000 | 50,000 | D |
Explanation of responses
- F1FOLLOW ON SALES OF THE 9/06/17 EXERCISE OF OPTIONS
- F2FOLLOW ON SALES OF THE 9/06/17 EXERCISE OF OPTIONS
- F3OPTION EXERCISE 9/12/17 AND WITHHOLDING OF SHARES TO COVER TAXES AND EXERCISE PRICE ON A CASHLESS EXERCISE