SEC Form 4 · accession 0001654954-17-006861
DATA I/O CORP · DAIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Ambrose
Officer — President · Director
Period of report
Jul 31, 2017
Accepted (ET)
Aug 1, 2017 · 7:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 31, 2017 | M | 70,000 | $1.87 | A | 368,185 | D | |
| COMMON STOCKF1 | Jul 31, 2017 | F | 41,716 | $8.04 | D | 326,469 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | $1.87 | Jul 31, 2017 | M | 70,000 | D | Oct 25, 2016 | Oct 25, 2018 | COMMON STOCK | 70,000 | 0 | D |
Explanation of responses
- F1SHARES WITHHELD FROM EXERCISE OF OPTIONS TO COVER EXERCISE PRICE AND TAX WITHHOLDING ON A CASHLESS OPTION EXERCISE