SEC Form 4 · accession 0001354488-16-007629
DATA I/O CORP · DAIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel S Hatlen
Officer — Vice President CFO
Period of report
May 24, 2016
Accepted (ET)
May 24, 2016 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2016 | F | 4,833 | $2.595 | D | 213,729 | D | |
| Common Stock | May 24, 2016 | A | 25,000 | $2.595 | A | 238,729 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | $4.30 | holding | — | — | — | May 11, 2014 | May 11, 2016 | COMMON STOCK | 25,000 | 65,000 | D |
Explanation of responses
- F1Reporting 25,000 expired options 5/11/16
- F2Reporting 25,000 expired options 5/11/16, reducing balance to 65,000 options outstanding consisting of 40,000 from 2012+25000 from 2011
Remarks
Hatlen F4 RSU vesting 5/24 4833 shares w/h to cover taxes.