SEC Form 4 · accession 0001209191-19-015373
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Gough
Officer — Chief Human Resources Officer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 28, 2019 | P | 10,000 | $2.6999 | A | 37,219 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.69 to $2.70, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- F2Includes 639 shares acquired under the STKL stock purchase plan in December 2018, and 914 shares acquired under the STKL stock purchase plan in September 2018, and 874 shares acquired under the STKL stock purchase plan in June 2018.