SEC Form 4 · accession 0001209191-18-033972
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jill Barnett
Officer — VP, General Counsel, Secretary
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 24, 2018 | M | 4,213 | — | A | 11,130 | D | |
| Common Shares | May 24, 2018 | F | 1,290 | $7.70 | D | 9,840 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | May 24, 2018 | M | 4,213 | D | — | — | Common Shares | 4,213 | 8,425 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
- F2On May 24, 2017 the reporting person was granted 12,638 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
- F3The Restricted Stock Units do not have an expiration date.