SEC Form 4 · accession 0001209191-18-030348
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Lovas Katrina Houde
Director
Period of report
May 12, 2018
Accepted (ET)
May 15, 2018 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 12, 2018 | M | 2,976 | — | A | 91,221 | D | |
| Common Shares | May 12, 2018 | S | 1,047 | $7.15 | D | 90,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 12, 2018 | M | 2,976 | D | — | — | Common Shares | 2,976 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
- F2On May 12, 2015, the reporting person was granted 8,929 Restricted Stock Units vesting in three equal annual installments beginning on the first anniversary of the grant date.