SEC Form 4 · accession 0001209191-18-024756
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Whitehair
Officer — SVP, Operations
Period of report
Apr 10, 2018
Accepted (ET)
Apr 12, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common sharesF1 | Apr 10, 2018 | M | 7,333 | — | A | 7,333 | D | |
| Common shares | Apr 10, 2018 | F | 2,406 | $7.15 | D | 4,927 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 10, 2018 | M | 7,333 | D | — | — | Common shares | 7,333 | 14,667 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
- F2On April 10, 2017 the reporting person was granted 22,000 Restricted Stock Units vesting in three equal annual installments beginning on the first anniversary of the grant date.