SEC Form 4 · accession 0001209191-18-024403
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert McKeracher
Officer — VP & CFO
Period of report
Apr 5, 2018
Accepted (ET)
Apr 9, 2018 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Apr 5, 2018 | A | 19,207 | A | — | — | common shares | 19,207 | 19,207 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
- F2The Restricted Stock Units will vest, if at all, based upon the reporting person's continued employment and the later of (i) the date SunOpta's Annual Report on Form 10-K for the fiscal year ending December 28, 2019 is filed with the Securities and Exchange Commission or (ii) March 31, 2020.
- F3The Restricted Stock Units do not have an expiration date.