SEC Form 4 · accession 0001209191-18-013609
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Buick
Officer — SVP, Beverage and Snack
Period of report
Feb 22, 2018
Accepted (ET)
Feb 26, 2018 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 22, 2018 | M | 12,000 | — | A | 12,000 | D | |
| Common Shares | Feb 22, 2018 | F | 4,308 | $7.00 | D | 7,692 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 22, 2018 | M | 12,000 | D | — | — | Common Shares | 12,000 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common shares on a one-for-one basis.
- F2On February 22, 2017 the reporting person was granted 12,000 restricted stock units, vesting on the first anniversary of the grant date.
Remarks
EXHIBIT LIST: Exhibit 24 - Power of Attorney