SEC Form 4/A · accession 0001209191-18-005028
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregg A Tanner
Director
Period of report
Jan 19, 2018
Accepted (ET)
Jan 24, 2018 · 9:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 19, 2018 | M | 3,897 | — | A | 9,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Jan 19, 2018 | M | 3,897 | D | Jan 19, 2018 | — | Common Shares | 3,897 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
- F2The reporting person is amending the Form 4 originally filed for the purpose of correcting the date in which the Restricted Stock Units are exercisable.
- F3The Restricted Stock Units do not have an expiration date.